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Received August 11, 1999; revised November 17, 2000; accepted January 11, 2001. From the Department of Psychiatry, Beth Israel Medical Center, and New York State Psychiatric Institute, New York. Address correspondence to Dr. Hellerstein, New York State Psychiatric Institute, Unit 101, 1051 Riverside Drive, New York, NY 10032.
| Abstract |
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Key Words: Dysthymia Group Therapy Pharmacotherapy
| Introduction |
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| LITERATURE REVIEW |
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Various psychotherapy approaches17 have attempted to address the psychosocial impairments associated with chronic depression, although most of these approaches have been studied primarily in major depression rather than dysthymic disorder.
Cognitive Therapy (CT) is the best-studied psychotherapy for chronic depression. Reports of mostly brief individual cognitive-behavioral therapies of dysthymia1820 suggest that patients respond to this approach, showing a reduction of depressive symptomatology roughly equivalent to that seen in controlled antidepressant trials. In Dunner's recent study of 31 dysthymic subjects,20 CT had a comparable effect to fluoxetine in the treatment of dysthymic disorder, with a less robust degree of response to either treatment than that found in major depression.
Interpersonal Psychotherapy (IPT), a form of short-term psychotherapy developed by Klerman and colleagues, has been shown to be effective in treating depressed outpatients.21,22 Recently Markowitz23 provided evidence that individual IPT may be effective in the treatment of dysthymic patients previously nonresponsive to an antidepressant trial.
Cognitive-Behavioral Analysis System of Psychotherapy (CBASP), a treatment developed by McCullough,24 combines cognitive-behavioral and interpersonal interventions in a three-phase treatment specifically designed for dysthymia. Its goals are to attempt to teach patients to accept responsibility for their depression and to "achieve and maintain mood control by enacting adaptive daily living strategies."
Group therapy for chronically depressed patients has not been adequately tested for efficacy, and the published findings conflict. In the 1980s, studies in major depression showed mixed results, with some2527 reporting benefits of group CT. It is of note that these studies were not specific to dysthymic disorder. Most cognitive group therapies focus on symptom reduction and use the group setting to address interpersonal dysfunction or to conduct in vivo practice of social skills, which may be particularly crucial in treating dysthymic disorder.
Given these conflicting findings, it is possible that a more effective group approach could be developed for dysthymic disorder. For patients with other disorders, such as borderline personality disorder28 or comorbid schizophrenia and substance dependence,29 highly structured interventions including group therapy have improved outcome in comparison to standard treatment. Such an approach would address not only depressive symptoms and neurobiological knowledge about depression,30 but also psychosocial dysfunction, residual symptoms, and common comorbidities.
Studies of Combined Treatment for Mood Disorders
In the following review of research into combined treatment of mood disorders, three points are important to note. First, most studies have been on major depression (either acute or chronic), with virtually no controlled studies on combined treatment for dysthymia.7 Second, many studies have focused primarily on remission of acute symptoms rather than on a broad range of outcome variables that would be of concern with dysthymic patients, such as interpersonal and social functioning. And third, the literature on combined treatments centers on individual rather than group therapies.
Potential goals of combined treatment (as summarized by Thase31) include reducing rates of relapse and recurrence; improving adherence to medication; reducing residual symptoms; dampening pathological personality traits; enhancing the ability to deal with stressors; strengthening social networks; and improving problem-solving skills. Pava et al.32 have suggested that CT and pharmacotherapy are potentially beneficial in the treatment and prophylaxis of depression; they believe that the benefits for CT will be found primarily during the continuation phase, particularly in preventing relapse and treating residual symptoms. This is an additive model of combined treatment, in which the treatments "exert independent effects on different problems, thereby broadening the therapeutic impact" (p. 213).
Like the literature on group therapy, the recent research on combined treatments in major depression has produced equivocal results (see reviews9,33 relevant to chronic depression). Thase's 1997 mega-analysis9 suggested that combined treatment could be most effective for patients with severe and recurrent depression, and less beneficial in milder depressions (though potential benefit in pure dysthymia was not addressed). Individual studies3236have shown that combined treatment was more effective34,35 and prevented relapse better36 than pharmacotherapy alone. In contrast, Hollon et al.37 found no difference. Recently, a large, well-designed multicenter study of McCullough's CBASP24 compared with nefazodone38 for chronic nonpsychotic major depressive disorder demonstrated the superiority of combined treatment, with a response rate of 73% for combined treatment versus 48% for medication or CBASP alone.
Summary
Pharmacotherapy has been shown to be effective in reducing symptoms of dysthymia, although residual symptoms, which are associated with relapse, often persist. Individual forms of cognitive and interpersonal psychotherapy have been demonstrated to be effective in treating dysthymia. Treatment of major depression with individual cognitive therapy has been shown to reduce rates of relapse when compared with placebo and medication-alone treatments. Studies of the efficacy of group psychotherapy have produced mixed results, although no controlled studies have been conducted in dysthymia. Combined treatments have also received little attention in dysthymia, and even less attention has been devoted to combined group psychotherapy and medication in any population of mood-disordered patients.
| A MODEL FOR GROUP THERAPY OF DYSTHYMIA: CIGP-CD |
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On the above basis, we developed a manualized group therapy model, Cognitive-Interpersonal Group Psychotherapy for Chronic Depression (CIGP-CD), which combines cognitive and interpersonal approaches. Groups consist of approximately 10 patients and meet on a weekly basis for 16 weeks for 1½-hour sessions. Groups are designed to be co-led by two therapists. In group meetings, patients are educated about the symptomatology and common consequences of dysthymic disorder. They are also educated about the effects and limitations of medication response. Patients are encouraged to work actively to confront persistent or recurrent symptoms during the early stages of medication-induced euthymia, analogous to the way an alcohol abuser may deal with cravings or "slips" in the early stages of sobriety.39
Besides psychoeducation, groups emphasize the importance of members' adapting behavioral strategies to increase a sense of efficacy and control.3032 They address interpersonal difficulties that are pervasive in the clinically depressed, such as social isolation and low self-esteem. Therapists encourage group members to observe each other's behaviors in group, have them take part in exercises to practice more open communication patterns, and encourage them to challenge one another's long-standing pessimistic and catastrophic beliefs.
Prevention of relapse is a major treatment goal. Research by Frank and co-workers40,41 suggests that monthly maintenance IPT can buffer against symptomatic relapse or recurrence after the termination of drug treatment in highly recidivistic major depression patients. Also, as mentioned previously, studies of patients with major depression have found that CT, with or without medication, resulted in lower relapse rates at follow-up than medication alone42,43 or placebo.44
We report here on the results of a randomized, prospective, open-label two-cell trial of fluoxetine alone versus fluoxetine plus CIGP-CD in outpatients diagnosed with DSM-III-R dysthymia. The purpose was to assess the benefits of adding group therapy to medication treatment in a sample of medication-responsive dysthymic patients. The primary hypothesis was that combined treatment would lead to a broader spectrum of improvement than medication alone at termination (24 weeks). Specifically, patients receiving medication treatment alone were hypothesized to show significant improvement in symptoms, moderate improvement in global psychosocial functioning, and minimal improvement in personality functioning. Combined treatment was hypothesized to lead to significant improvement in all three areas. A secondary hypothesis was that gains achieved by termination would be maintained at follow-up (week 36) for combined treatment subjects, whereas medication-alone subjects would have a high degree of relapse.
| METHODS |
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Our sample consisted of 20 male and 20 female subjects diagnosed with DSM-III-R dysthymia. Men and women were evenly randomized (by chance) to each treatment condition. Most subjects were employed: 70% (n=28) full-time, 17.5% (n=7) part-time; 12.5% (n=5) were unemployed. The rationale and procedures of the study were explained to the subjects who met admission criteria; all subjects gave written informed consent.
Procedures
After initial assessment, all subjects were given an 8-week fluoxetine trial. Patients received fluoxetine beginning at 10 mg/day, increasing to 20 mg/day within 7 to 10 days, and thereafter adjusted clinically according to symptomatology and side effects to a maximum dose of 80 mg/day. Medication visits lasted 15 to 20 minutes and were limited to discussion of symptoms, medication, and side effects. Psychiatrists were instructed not to engage in psychotherapy, counseling, or supportive interventions.
Medication visits were scheduled for weeks 0, 1, 2, 4, 6, 8 (mid-phase), 12, 16, 20, 24 (termination), 28, 32, and 36 (follow-up). At each of these visits, clinician ratings on Ham-D, CDRS, and CGI were conducted. Patients completed self-report scales at weeks 0, 8, 24, and 36 and completed the BDI at each medication visit. (All rating instruments are described below under Measures.)
Patients who showed at least partial medication response by week 8 (
40% decrease in Ham-D and a CGI-I score of 1 [very much improved] or 2 [much improved]) were randomized to two study samples, one receiving medication alone, the second receiving 16 sessions of manualized group psychotherapy in addition to medication. Group psychotherapists were two clinical psychology Ph.D. students with extensive psychotherapy training. Prior to starting groups, they met on a weekly basis with a senior psychiatrist supervisor (D.J.H.) for two months to review the conduct of treatment. Treatment was conducted according to the CIGP-CD treatment manual (D.J. Hellerstein, S.A.S. Little, L.W. Samstag, J.C. Muran: "CIGP-CD Treatment Manual," Mood Disorders Research Unit, Beth Israel Medical Center; unpublished manuscript). Sessions were audiotaped and reviewed in weekly supervision meetings for adherence to the manual.
Active treatment (both medication and group therapy) ended approximately 24 weeks after the initiation of medication. Because of scheduling difficulties, some subjects received more than 24 weeks of medication so that medication would not be discontinued before the group treatment was complete. Mean (±SD) duration of medication treatment was 28.0±4.8 weeks for medication-alone patients and 27.2±5.1 weeks for combined treatment patients, not significantly different. At the end of the active phase of treatment, medication was tapered and discontinued over a period of 1 to 3 weeks. Patients remained in the study protocol until the follow-up assessment at week 36 and were monitored at weeks 28 and 32 by the treating psychiatrist for signs of adverse treatment effects or the appearance of serious or life-threatening symptoms, such as suicidality.
Treatment outcome was assessed at week 24 to determine recovery rates and at week 36 to determine the rate of relapse. These assessments included psychiatric assessment of symptomatology and a variety of psychometric inventories, described below.
There was a high degree of treatment retention, with 85% (17/20) of medication patients and 90% (18/ 20) of combined treatment patients completing 24-week treatment. Mean (±SD) fluoxetine dose at week 24 was 38.75±18.93 mg/day for the medication-alone sample and 37.36±17.27 mg/day for the combined treatment sample.
Measures
Treatment outcome was assessed in three areas by using a variety of measures that included ratings from three perspectives: patient, clinician, and observer. The areas of functioning assessed were 1) depressive syndrome/symptomatology, 2) personality functioning (interpersonal functioning and cognitive style), and 3) global psychosocial functioning. Personality functioning was defined for purposes of this study as a heterogeneous domain comprising quality of interpersonal relationships and cognitive style.
Symptomatology Measures: These included the Structured Clinical Interview for DSM-III-R (SCID-I,45 SCID-II46), with the dysthymia module rated at termination and follow-up, regarding symptoms during the previous 2-week period; the Hamilton Rating Scale for Depression (Ham-D);47,48 the Cornell Dysthymia Rating Scale (CDRS);49 and the Beck Depression Inventory (BDI).50
Personality Measures: These included the Inventory of Interpersonal Problems (IIP),51 a self-report inventory (for each patient, the subscale that was rated as the most problematic at intake was identified, and the change in this subscale over time was used as an ipsative measure of personality change); the Life Orientation Test (LOT),52 a self-report measure of dispositional optimism; and the Attributional Style Questionnaire (ASQ),53 a self-report scale measuring internality, globality, and stability of attributions. The Composite Negative subscale (ASQ-CONEG) assesses attributions for negative events, which have been shown to be correlated with and predictive of depression.54 Higher scores indicate more internal, global, and stable attributions.
Measures of Global Functioning: These included the Global Assessment of Functioning Scale (GAF);55 the Clinical Global Impressions ScaleGlobal Improvement Rating (CGI-I);56 and the Satisfaction With Life Scale (SWLS),57 a self-report measure of subjective life satisfaction.
Raters were trained for reliability on the Ham-D, GAF, CGI, CDRS, and SCID and had participated in previous dysthymia studies through the Mood Disorders Research Unit.
Statistical Methods
Power estimation was based on expected differences on measures that were hypothesized to be affected by the group treatment: Global Functioning and Personality Functioning. We used an estimate of a medium effect size and determined that a sample size of between 35 and 50 would be adequate for 80% power. Since psychotherapy group size is approximately 10 people, we chose a sample size for this pilot study of 20 combined treatment patients and 20 medication-alone patients. Data were analyzed to assess differences in symptoms and functioning between the two different treatment groups at three assessment points: prior to initiation of treatment (intake; week 0), immediately after completion of treatment (termination; week 24), and 12 weeks after treatment ended (follow-up; week 36).
We performed t-tests to test for significant differences between the treatment groups at intake. Univariate analyses of covariance (ANCOVAs) using SPSS version 9.0 were conducted to assess group differences at termination and follow-up, covarying CGI-Severity scores at intake to control for differences in initial severity of illness. Reliable change (RC) scores58 and cutoff scores were used to classify patients as "improved" at termination and follow-up, with RC scores used on scales where no preexisting cutoff score or norm was available. The proportion of patients in each treatment cell classified as improved was examined. Reliable change scores assess the significance of change from pre- to post-test based on the standard deviation and test-retest reliability of the measure.
The proportion of patients in each treatment condition who improved in each domain of functioning at termination and follow-up was examined. Improvement was defined by use of cutoff scores and RC scores. Criteria for improvement in the Symptomatology domain were 1) scores within normal range on three measures of depression (Ham-D
7, BDI
10, and CDRS
20), and 2) absence of a diagnosis of dysthymia on the SCID. Criteria for improvement in the Global Functioning domain were 1) GAF score
70, and 2) CGI-I scores of 1 (very much improved) or 2 (much improved). Criteria for improvement in the Personality Functioning domain were RC scores with an absolute value greater than 1.96 on 1) the IIP and 2) the LOT. These criteria were applied to termination and follow-up data separately. Patients scoring in the given range were classified as improved on that measure at that assessment period. Z-tests were performed to test for differences between the proportions for the two groups.
Missing Data
Subjects who discontinued treatment prior to the evaluation of medication effectiveness and initiation of the group treatment at week 8 were not included in subsequent analyses because the main thrust of the analyses was comparisons related to the additive impact of group therapy to effective medication treatment. For the 35 subjects who were evaluated at week 8, all of whom continued to week 24, missing data points at follow-up were handled in the following manner. The Last Observation Carried Forward (LOCF) method was used for the physician-rated scales. Thus, the most recent ratings were used for those subjects who missed the week 36 follow-up assessment visit (n=7). Specifically, the following visits were used as follow-up data: week 28 (n=3), week 30 (n=2), and week 32 (n=2). However, because of the lack of interim assessments using self-report assessments (i.e., there were no data collected between termination and follow-up for these scales), the LOCF method was not used for these scales. Thus, for the Personality and Global Functioning analyses, which relied on self-report data, the sample was smaller at follow-up than for the Symptomatology analyses, which used the LOCF method.
| RESULTS |
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At intake, the two treatment groups showed a trend toward significant differences on two measures: CGI-Severity and SWLS. The medication-only group received higher severity ratings and lower life satisfaction ratings on the SWLS than did the combined-treatment group. The means, standard deviations, and significance tests are presented in Table 1.
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Termination
There was a high degree of treatment retention, with 85% (17/20) of medication patients and 90% (18/ 20) of combined treatment patients completing 24-week treatment. One of the medication-only subjects failed to show a significant response to the 8-week trial of medication and thus was not entered into the second phase of the study; the other 4 noncompleters dropped out of treatment prior to the midphase assessment. In addition, 10% (n=2) of subjects in the group therapy (5% of all patients) were noncompliant with attending group sessions (noncompliance was defined as <75% attendance). Of those who reached week 24 and provided data at that time point, 74% also completed follow-up assessments, a loss of 26% of the sample from termination to follow-up.
Univariate ANCOVAs for each measure are presented in Table 2, along with the adjusted means and standard errors to show the direction of effect. Significant differences between the treatment groups were found on three measures, with combined treatment patients showing better functioning at termination than the medication-only patients on the Ham-D, GAF, and CGI-Severity scales. There were also nonsignificant trends toward lower scores for the combined treatment on the CDRS and the IIP highest subscale. No differences were found on the BDI, LOT, IIP mean score, CONEG, or SWLS. Six of the 10 measures showed effect sizes (ES, expressed as eta-square or
2) in the medium to large range, using Stevens's59 operational definitions (small ES:
2=0.01, medium ES:
2=0.06; large ES:
2=0.14). Eta-square is interpreted as the proportion of the variability in scores attributable to the differences between the two treatments. Therefore, we found that 14% of the variability in Ham-D scores is attributable to treatment differences. Similarly, 9% of the CDRS, 12% of the CGI-S, 17% of the GAF, 10% of the IIP highest scale, and 8% of the CONEG scores is attributable to treatment differences. The other scales (LOT, IIP mean score, SWLS, BDI) showed effect sizes in the small range.
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2=0.04), and the difference is not statistically significant.
Percentage Improved at Termination and Follow-up
The percentages of patients in each treatment group meeting criteria for improvement in individual domains of functioning as well as across all domains of functioning are presented in Table 3. At termination, the combined treatment showed greater proportion of improved patients in each domain of functioning, as well as in the proportion of patients improved in all of the three domains. Significance tests reveal that the proportions showed a trend toward significance for Global Functioning, Personality Functioning, and all domains. At follow-up, differences were smaller, with roughly half of the patients in both groups showing improvement in Symptomatology and Global Functioning. None of the patients in either treatment showed improvement in the area of Personality Functioning. Tests of the difference between proportions were all nonsignificant, indicating no difference in improvement rates between the two treatment groups at follow-up.
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| DISCUSSION |
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Our findings are consistent with those of Keller et al.,38 who reported from a large multicenter study that combined treatment was indeed more efficacious than medication alone in the treatment of chronic nonpsychotic major depression. In their study, an individual psychotherapy treatment (McCullough's CBASP24) and nefazodone were tested alone and together in the treatment of chronic major depression. Combined treatment led to a greater degree of symptom responsiveness. Effects on psychosocial functioning have not yet been reported from that study, to our knowledge, but would be important to assess. CBASP has been designed for the individual therapy setting, and one interesting question would be whether the modality of individual or group therapy is more effective in providing additional benefit.
Despite the additional improvement after 24 weeks of treatment, additional benefits disappeared at follow-up (after patients had discontinued all treatment). ANCOVAs at follow-up showed no significant differences between groups and very small effect sizes on nearly all measures. There are a number of possible explanations for these findings. The initial improvement of combined treatment may be transitory and may disappear at follow-up regardless of the treatment approach. Alternatively, patients in combined treatment may have an increased vulnerability after 6 months of treatment as they begin to make changes in long-standing interpersonal and functional patterns. The simultaneous ending of two types of treatment (medication and psychotherapy) may be a stress that can trigger relapse. Perhaps remission could be better maintained by continued antidepressant medication treatment after completion of group therapy, or by continuing group therapy while medication is tapered.41,60 These findings may also suggest a need for changes in the group therapeutic approach, with a stronger focus on relapse prevention.
| PRELIMINARY CONCLUSIONS |
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Combined treatment studies of chronic depression may have both practical and theoretical importance. At a practical level, they may provide guidance for the ways medication and psychotherapy treatments can best be combined. The development of effective treatments that alleviate not only the symptomatology but also the psychosocial morbidity of chronic depression would have important public health implications. At a theoretical level, such studies may help to illuminate the psychological and physiological mechanisms through which change takes place when medication and psychotherapy are combined.
The data presented here suggest that a combined medication and group therapy treatment model that targets long-standing psychosocial impairment associated with chronic depression is a feasible one. As mentioned above, at the time of termination (week 24), patients in both treatment groups had improved significantly on a broad range of measures. Patients in combined treatment demonstrated significant improvement on a variety of symptom and interpersonal functioning measures, with greater improvement on some measures than was found with medication treatment alone. The results suggest the need for more extensive studies of the efficacy of combined medication and group therapy for this disorder, with a larger sample size and a more rigorous design that would include blinded raters and a randomized medication continuation versus discontinuation follow-up phase.
| Acknowledgments |
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| References |
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This article has been cited by other articles:
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S. Pampallona, P. Bollini, G. Tibaldi, B. Kupelnick, and C. Munizza Combined Pharmacotherapy and Psychological Treatment for Depression: A Systematic Review Arch Gen Psychiatry, July 1, 2004; 61(7): 714 - 719. [Abstract] [Full Text] [PDF] |
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